Compliance Advisory Executive

Michael Page Finance
Cardiff (Caerdydd)
£30000 - £32000 per annum
30 Apr 2017
11 May 2017
Our client is a financial service business based in South Wales who is going through a period of growth is looking for a Compliance Advisory Executive Client Details Our client is a financial service business based in South Wales who is going through a period of growth Description Working as part of a team assisting the business in delivering appropriate customer outcomes in accordance with the regulatory framework; across all areas of the business including servicing of mortgage, loan and investment products. The role involves providing technical support and guidance to the business in relation to policies, procedures and training. The role would suit an articulate compliance professional with extensive knowledge of financial services regulation. Doing the right thing, challenging the way things are done and influencing management to drive positive change are qualities required for the role. Profile Education & Qualifications Degree level CeMap/IOC qualified Knowledge & Experience Detailed knowledge of FCA, CCA, DPA rules and guidance Three years' experience working in a financial services regulatory environment Ability to conduct analysis of regulatory requirements against client demands to ensure compliance To be able to think problems through and discuss solutions with colleagues and clients Ability to review & interpret regulatory, industry and internal standards. Ability to assess business risks and implement mitigating actions Experience in producing compliance review reports Maintain awareness of regulatory developments whist assessing the impact and implementing changes Competencies Team player Strong inter-personal communications skills Attention to detail with ability to interpret complex information Ability to plan work load to ensure delivery to stringent timeframes Background in Compliance Behaviours Supportive Customer Focused Risk Aware Accountable Bold Results Driven Job Offer Upto £32,000 plus benefits This job was originally posted as